Lorraine Forbes
Lorraine Forbes is a registered investment advisor at TD Private Client Wealth LLC, based in Fort Lauderdale, FL, with 20 years of industry experience. Lorraine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 25,685 clients with $8.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.05% |
| $2.0M - $4.0M | 0.85% |
| $4M+ | 0.65% |
Rates shown are for Equity/Balanced accounts in Institutional and High Net Worth programs. Fixed income accounts have a separate schedule starting at 0.85%. TDIS US retail program charges a flat 1.10% for equity/balanced across all assets. Fees are negotiable.
Fee Estimator
Location
5900 North Andrews Avenue, 2nd Floor, Fort Lauderdale, FL, 33309
Get directionsHistory
Regulatory History (2)
Financial
August 2018Financial
June 2018Employment History
Current Registrations
TD Private Client Wealth LLC
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
PNC Investments
PNC InvestmentsBroker
Bb&t Investment Services, INC.Broker
LPL Financial LLCBroker
LPL Financial CorporationBroker
Amtrust Investment Services, INC.Broker
Ohio Savings Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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