David Garres is a registered investment advisor at LPL Financial LLC, based in Erie, PA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5500 Zuck Rd, Erie, PA, 16506
Get directionsHistory
Regulatory History (2)
Judgment / Lien
September 2019Employment Separation After Allegations
August 2012Other Business Activities
David operates under the DBA "Erie Advisors" for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
PNC InvestmentsBroker
PNC Investments
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Cetera Investment Services LLCBroker
Obs Brokerage Services, INC.Broker
Northwest Advisors, INC.
The Huntington Investment CompanyBroker
The Huntington Investment Company
PNC InvestmentsBroker
PNC Investments
Natcity Investments, INC.Broker
Natcity Investments, INC.
PNC InvestmentsBroker
PNC Investments
The Huntington Investment Company
The Huntington Investment CompanyBroker
National Planning CorporationBroker
New England SecuritiesBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.