David Garres is a registered investment advisor at LPL Financial LLC, based in Corry, PA, with 22 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
728 Worth St, Corry, PA, 16407
Get directionsHistory
Regulatory History (2)
Judgment / Lien
September 2019Employment Separation After Allegations
August 2012Other Business Activities
David operates under the DBA "Erie Advisors" for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
PNC InvestmentsBroker
PNC Investments
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Cetera Investment Services LLCBroker
Obs Brokerage Services, INC.Broker
Northwest Advisors, INC.
The Huntington Investment CompanyBroker
The Huntington Investment Company
PNC InvestmentsBroker
PNC Investments
Natcity Investments, INC.Broker
Natcity Investments, INC.
PNC InvestmentsBroker
PNC Investments
The Huntington Investment Company
The Huntington Investment CompanyBroker
National Planning CorporationBroker
New England SecuritiesBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.