Joseph Lindner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Malta, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10 Kendall Way, Malta, NY, 12020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is a joint owner of a single-family home rental property and has a partial ownership in a hunting club. He also operates Pioneer Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours to it, and owns additional real estate rental properties, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
LPL Financial LLCBroker
Hsbc Securities (USA) INC.Broker
Uvest Financial Services Group, INC.Broker
Waddell & Reed, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.