MF
CFP · ChFC
MF
CFP · ChFC

Michael Frontera

22 Years of Experience
Malta, NY
BrokerSells Insurance

Michael Frontera is a CFP, ChFC-designated registered investment advisor, based in Malta, NY, with 22 years of industry experience.

Location

2452 State Route 9, Ste. 204, Malta, NY, 12020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is an independent insurance agent for various insurance companies through Retirement Theory, Taylor and Leonard, and National Life. He also works as an advisory representative of a Registered Investment Advisor (RIA) called CIRA, dedicating about a quarter of his time, and provides CPA/tax preparation services through Retirement Theory, spending a few hours per week.

Employment History
Current Registrations
Cambridge Investment Research, INC.
October 2019 - Present · 6 yrs 11 mos
Cambridge Investment Research Advisors, INC.
October 2019 - Present · 6 yrs 11 mos
Cambridge Investment Research, INC.Broker
October 2019 - Present · 6 yrs 11 mos
Previous Registrations
Esi Financial Advisors
April 2017 - October 2019 · 2 yrs 6 mos
Equity Services, INC.Broker
January 2004 - October 2019 · 15 yrs 9 mos
State Registrations12 states
FLMAMENCNVNYPASCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Frontera - Financial Advisor | TrueAdvisor