Craig Rottman
Craig Rottman is a registered investment advisor at Financial Strategies Group, based in Lakewood, CO, with 23 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 659 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range from 0.50% to 2.00% per year depending on account size and complexity. Clients may also elect a flat fee ranging from $1,000 to $100,000 per year.
Fee Estimator
Location
Lakewood, CO
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2024Other Business Activities
Craig is involved in several outside business activities. He works with Classic Asset Management, serves on a certification committee for seminary candidates, is a managing member and board member of Classic Holdings, LLC, and is an Investment Advisor Representative with Secure Asset Management.
Employment History
Current Registrations
Financial Strategies Group
Previous Registrations
Secure Asset Management, L.L.C.
Aurora SecuritiesBroker
Classic, LLCBroker
Northstar Financial Partners, INC.Broker
Fintegra, LLCBroker
Questar Asset Management, INC.
Questar Capital Corporation
Questar Capital CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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