Craig Rottman is a registered investment advisor at Financial Strategies Group, based in Fargo, ND, with 22 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 659 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial Strategies Group's fees for managing your investments generally range from 0.50% to 2.00% per year of the value of your portfolio. The fees are negotiable and may be higher or lower based on factors like the size of the account and complexity of assets. Fees are paid quarterly, in advance, with adjustments for large deposits or withdrawals. Some clients may elect to pay a flat annual fee between $1,000 and $100,000, paid quarterly in advance.
Location
1220 28th Avenue North, Fargo, ND, 58102
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Regulatory History (1)
Customer Dispute
February 2024Other Business Activities
Craig is involved in several outside business activities. He works with Classic Asset Management, serves on a certification committee for seminary candidates, is a managing member and board member of Classic Holdings, LLC, and is an Investment Advisor Representative with Secure Asset Management.
Employment History
Current Registrations
Financial Strategies Group
Previous Registrations
Secure Asset Management, L.L.C.
Aurora SecuritiesBroker
Classic, LLCBroker
Northstar Financial Partners, INC.Broker
Fintegra, LLCBroker
Questar Asset Management, INC.
Questar Capital Corporation
Questar Capital CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.