James Kim
James Kim is a registered investment advisor at Private Client Services, LLC, based in Oak Brook, IL, with 20 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 8,765 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
800 Enterprise Drive, Suite 128, Oak Brook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works full-time as a financial advisor for both OneDigital and The Pinnacle Planning Group, LLC. He also serves as treasurer for New Community Outreach, is a board member for For Equal Opportunities, and provides life and disability insurance advice, dedicating a few hours per week to each of these roles.
Employment History
Current Registrations
Private Client Services, LLCBroker
Vestgen Advisors, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Triad Advisors LLCBroker
Onedigital
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Signator Investors, INC.Broker
Banc of America Investment Services, INC.Broker
Banc One Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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