RD
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Russell D'alba

17 Years of Experience
Williamsville, NY
Broker

Russell D'alba is a registered investment advisor at Russell J. D'alba, based in Williamsville, NY, with 17 years of industry experience. Russell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 19 clients.

Compensation
N/A
Firm Size
1 advisor
Number of Clients
19 clients
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Russell J. D'Alba is compensated through a fee-sharing arrangement with the client's broker or advisor, receiving up to 25% of the broker's or advisor's net fees. This fee is included in the total amount the broker or advisor charges the client. There are no other investment advisory fees charged directly by Russell J. D'Alba.

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Location

333 International Drive, Suite A, Williamsville, NY, 14221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Russell is a sole proprietor providing investment advisory and consulting services, and also works as a saxophonist for about 10% of his time. He also serves as a trustee for various trusts, a board member for Globalscope Partners, a director for Roswell Alliance, and president of Paramax Corporation.

Employment History
Current Registrations
Russell J. D'alba
November 2021 - Present · 4 yrs 6 mos
Paramax Securities, LLCBroker
October 2008 - Present · 17 yrs 7 mos
State Registrations18 states
AZCADEFLGAILINLAMAMIMONJNVNYOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Russell D'alba - Financial Advisor | TrueAdvisor