AM
ChFC
AM
ChFC

Anthony Marotto

22 Years of Experience
Westbury, NY
Broker

Anthony Marotto is a ChFC-designated registered investment advisor, based in Westbury, NY, with 22 years of industry experience.

Location

1400 Old Country Rd, Suite 408, Westbury, NY, 11590

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony serves as a trustee for the Marotto Family Trust, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Services LLC
October 2021 - Present · 4 yrs 7 mos
Cetera Investment Advisers LLC
October 2021 - Present · 4 yrs 7 mos
Cetera Investment Services LLCBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
June 2014 - September 2016 · 2 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
July 2004 - October 2021 · 17 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
April 2003 - July 2004 · 1 yr 3 mos
State Registrations8 states
COFLNCNJNYPASCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Marotto - Financial Advisor | TrueAdvisor