JN
JN

John Neighbours

21 Years of Experience
Scottsdale, AZ
Broker

John Neighbours is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Osaic Wealth, INC.Broker
June 2017 - Present · 8 yrs 11 mos
Osaic Wealth, INC.
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Triad Advisors LLCBroker
April 2021 - August 2024 · 3 yrs 4 mos
Securities America, INC.Broker
April 2021 - June 2024 · 3 yrs 2 mos
Woodbury Financial Services, INC.
June 2017 - January 2024 · 6 yrs 7 mos
Woodbury Financial Services, INC.Broker
June 2017 - January 2024 · 6 yrs 7 mos
Fsc Securities CorporationBroker
June 2017 - November 2023 · 6 yrs 5 mos
Fsc Securities Corporation
June 2017 - November 2023 · 6 yrs 5 mos
Sagepoint Financial, INC.
June 2017 - September 2023 · 6 yrs 3 mos
Sagepoint Financial, INC.Broker
June 2017 - September 2023 · 6 yrs 3 mos
MML Investors Services, LLCBroker
April 2017 - June 2017 · 2 mos
Nova Financial & Insurance Services
July 2015 - March 2016 · 8 mos
Mutual Securities, INC.Broker
June 2015 - January 2016 · 7 mos
Sagepoint Financial, INC.
January 2015 - July 2015 · 6 mos
Sagepoint Financial, INC.Broker
December 2014 - July 2015 · 7 mos
Fsc Securities CorporationBroker
December 2014 - July 2015 · 7 mos
Royal Alliance Associates, INC.Broker
December 2014 - July 2015 · 7 mos
Woodbury Financial Services, INC.Broker
December 2014 - July 2015 · 7 mos
LPL Financial LLC
August 2014 - November 2014 · 3 mos
LPL Financial LLCBroker
July 2014 - November 2014 · 4 mos
Scottrade, INC.Broker
December 2003 - May 2014 · 10 yrs 5 mos
Union Capital CompanyBroker
May 2003 - December 2003 · 7 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.