JW
JW

John White

55 Years of Experience
Little Rock, AR
Broker

John White is a registered investment advisor at Stephens, based in Little Rock, AR, with 55 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

111 Center Street, Little Rock, AR, 72201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is involved in timber cultivation and sales through Heritage Land & Timber since 2002. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
StephensBroker
May 2002 - Present · 24 yrs
Stephens
May 2002 - Present · 24 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - May 2002 · 5 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 1997 - May 2002 · 5 yrs 3 mos
Stephens INC.Broker
September 1970 - February 1997 · 26 yrs 5 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.