HH
CFP
HH
CFP
Harold Henderson
22 Years of Experience
Birmingham, AL
1 DisclosureBroker
Harold Henderson is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Birmingham, AL, with 22 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
2501 20th Pl S Ste 350, Birmingham, AL, 35223
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2007Settled
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2020 - Present · 5 yrs 11 mos
Wells Fargo Advisors
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
September 2011 - July 2020 · 8 yrs 10 mos
UBS Financial Services INC.Broker
September 2011 - July 2020 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - September 2011 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2005 - September 2011 · 6 yrs 5 mos
American Express Financial Advisors, INC.
July 2003 - April 2005 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
June 2003 - April 2005 · 1 yr 10 mos
Ids Life Insurance CompanyBroker
June 2003 - April 2005 · 1 yr 10 mos
State Registrations41 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMOMSNCNENHNJNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.