Toni Lee
Toni Lee is a PFS-designated registered investment advisor at Cain, Watters & Associates, LLC, based in Plano, TX, with 23 years of industry experience. Toni operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 3,397 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15.0M - $20.0M | 0.45% |
| $20.0M - $25.0M | 0.40% |
| $25M+ | 0.35% |
Fees are negotiable at the firm's discretion. Other investment programs have different fee structures, such as the Pooled Investment Program at 0.65% total and Separately Managed Account Program charging up to 0.66% for Cain, Watters & Associates plus up to 0.70% for third-party managers.
Fee Estimator
Location
6900 Dallas Parkway, Suite 500, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Toni has a minority ownership in Tectonic Financial, Inc. and receives indirect compensation from its affiliates. Toni also maintains ownership in three entities related to CWA, spending minimal time on management and administration for all these entities.
Employment History
Current Registrations
Cain, Watters & Associates, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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