Assets Under Management
$4.2B
Number of Clients
3,168
Number of Advisors
71
Average Client AUM
$1.3M
AUM per Advisor
$59.7M
Compensation
Fee-Only (AUM)Fixed/Hourly
Cain, Watters & Associates, LLC provides financial planning, retirement planning, and investment management services. They offer various investment programs including pooled investments, unified managed accounts, and separately managed accounts. They specialize in serving dental healthcare professionals.
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15.0M - $20.0M | 0.45% |
| $20.0M - $25.0M | 0.40% |
| $25M+ | 0.35% |
Fees are negotiable at CWA's sole discretion, and in certain cases, CWA aggregates the assets under management of related accounts for purposes of determining which breakpoint applies.
17 Cowboys Way, Suite 300, Frisco, TX, 75034