Joshua Smail is a registered investment advisor at Ally Invest Advisors, based in Charlotte, NC, with 20 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 79,943 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.85% |
| $250K - $1.0M | 0.80% |
| $1M+ | 0.75% |
This fee schedule applies to the Personal Advice service. Market-Focused Robo Portfolios have a 0.30% annual fee. Cash-Enhanced Robo Portfolios and Invest Simply portfolios have no advisory fee. Guided Advice has a 0.50% annual fee.
Fee Estimator
Location
601 S. Tryon Street, Suite 100, Charlotte, NC, 28202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joshua is a Specialist - Invest Premier Services at Ally Invest Advisors since 2021, spending minimal time in this role. He supports both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity, servicing customers with self-directed and advisory accounts.
Employment History
Current Registrations
Ally Invest Advisors
Ally Invest Securities LLC
Ally Invest Securities LLCBroker
Previous Registrations
Key Investment Services LLCBroker
Key Investment Services LLC
Spc
Sigma Financial CorporationBroker
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Bluerock Capital Markets LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
The Huntington Investment Company
The Huntington Investment CompanyBroker
Charter One Securities, INC.Broker
Abn Amro Financial Services, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.