Nancy Martinez-Rivera
Nancy Martinez-Rivera is a registered investment advisor at Universal Financial Services INC., based in Guaynabo, PR, with 22 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $320M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Metro Office Park, Calle 1 Lote 10, Guaynabo, PR, 00968
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy is dually employed by Universal Life Insurance Company (ULICO) as Compliance Director since August 2022. She dedicates about 70% of her time to ULICO, reviewing/approving transfer requests, running OFAC reports, and interacting with the Operations Department.
Employment History
Current Registrations
Universal Financial Services INC.Broker
Universal Financial Services INC.
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citi International Financial Services LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citi International Financial Services LLCBroker
UBS Financial Services Incorporated of Puerto RicoBroker
UBS Financial Services INC.Broker
State Registrations1 state
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