CL
CFP · ChFC
CL
CFP · ChFC

Christopher Lafountain

22 Years of Experience
Pittsford, NY
Broker

Christopher Lafountain is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Pittsford, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1 Fishers Road Ste 180, Pittsford, NY, 14534-9502

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher operates LaFountain Financial Services as a DBA for his LPL business, dedicating full-time hours to it. He also participates in real estate rental with Keith Baier, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
April 2018 - Present · 8 yrs 1 mo
LPL Financial LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Ciccarelli Advisory Services INC
June 2015 - April 2018 · 2 yrs 10 mos
Fsc Securities Corporation
May 2015 - April 2018 · 2 yrs 11 mos
Fsc Securities CorporationBroker
May 2015 - April 2018 · 2 yrs 11 mos
Wells Fargo Advisors, LLC
January 2013 - May 2015 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
February 2012 - May 2015 · 3 yrs 3 mos
Wells Fargo Advisors, LLC
February 2012 - December 2012 · 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 2003 - April 2007 · 3 yrs 9 mos
State Registrations12 states
CACOCTFLILINNCNYORSCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Lafountain - Financial Advisor | TrueAdvisor