Matthew Valle
Matthew Valle is a registered investment advisor at LPL Financial LLC, based in Pittsford, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
141 Sully'S Trail Ste 12, Pittsford, NY, 14534
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Regulatory History (1)
Customer Dispute
October 2018Other Business ActivitiesSells Insurance
Matthew is involved with Mutual of Omaha (since 2004) and KAFL insurance resources (since 2024) selling non-variable insurance. The KAFL role is investment-related and takes about a quarter of Matthew's time, with 10 hours during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLCBroker
Park Avenue Securities LLCBroker
Principal Securities, INC.Broker
Pruco Securities, LLC.Broker
MML Investors Services, LLCBroker
Mutual of Omaha Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.