Tandy Ervin
Tandy Ervin is a registered investment advisor at LPL Financial LLC, based in Richardson, TX, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
375 Municipal Dr Ste. #232, Richardson, TX, 75080
Get directionsHistory
Regulatory History (3)
Financial
March 2021Financial
April 2018Financial
March 2018Other Business Activities
Tandy engages in tax preparation, accounting, and bookkeeping services. This activity takes minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Signal Securities, INC.
Signal Securities, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.