MG
CFP · ChFC
MG
CFP · ChFC
Michael Germano
22 Years of Experience
Stamford, CT
2 DisclosuresBrokerSells Insurance
Michael Germano is a CFP, ChFC-designated registered investment advisor, based in Stamford, CT, with 22 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2017Denied
Customer Dispute
June 2011Denied
Other Business ActivitiesSells Insurance
Michael is involved in several outside business activities, including rental real estate, a personal investment in Consenous Mining, and as a wealth manager at Key Sage Wealth. He also installs insurance products for Steward Partners and provides advisory services for Steward Partners Investment Advisory LLC, and is a board member for Accountable Equity.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
March 2017 - May 2022 · 5 yrs 2 mos
Citigroup Global Markets INC.
May 2007 - March 2017 · 9 yrs 10 mos
Citigroup Global Markets INC.Broker
May 2007 - March 2017 · 9 yrs 10 mos
Citicorp Investment ServicesBroker
January 2006 - May 2007 · 1 yr 4 mos
Wm Financial Services, INC.Broker
June 2005 - January 2006 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
June 2003 - July 2005 · 2 yrs 1 mo
State Registrations20 states
CACOCTDEFLILKYLAMAMDMENCNJNVNYORPATXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.