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Sean Suarez

22 Years of Experience
Jacksonville, FL
2 DisclosuresBroker

Sean Suarez is a registered investment advisor at Raymond James & Associates, INC., based in Jacksonville, FL, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9822 Tapestry Park Circle, Suite 202, Jacksonville, FL, 32246

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Settled
Customer Dispute
August 2007
Denied
Other Business Activities

Sean is on the finance committee for the First Baptist Church of Middleburg, dedicating minimal time. He is also the treasurer for the Clay County Soccer Club, spending a few hours per week managing finances.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2005 - Present · 21 yrs 2 mos
Raymond James & Associates, INC.
June 2003 - Present · 22 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2003 - Present · 22 yrs 11 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Suarez - Financial Advisor | TrueAdvisor