Vanessa Ly is a registered investment advisor at Morgan Stanley, based in Santa Ana, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2677 North Main Street, Suite 1000, Santa Ana, CA, 92705
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
February 2023 - June 2023 · 4 mos
Fidelity Brokerage Services LLCBroker
February 2023 - June 2023 · 4 mos
Ameriprise Financial Services, LLC
July 2019 - January 2023 · 3 yrs 6 mos
Ameriprise Financial Services, LLCBroker
July 2019 - January 2023 · 3 yrs 6 mos
Oppenheimer & CO. INC.
January 2017 - July 2019 · 2 yrs 6 mos
Oppenheimer & CO. INC.Broker
January 2017 - July 2019 · 2 yrs 6 mos
American Portfolios Financial Services, INC.Broker
January 2015 - January 2017 · 2 yrs
Legacy Planning & Associates, INC.
January 2015 - February 2017 · 2 yrs 1 mo
Royal Advisors, LLC
September 2013 - January 2015 · 1 yr 4 mos
Royal Securities CompanyBroker
September 2013 - January 2015 · 1 yr 4 mos
Edward Jones
January 2012 - November 2012 · 10 mos
Edward JonesBroker
October 2011 - November 2012 · 1 yr 1 mo
Farmers Financial Solutions, LLCBroker
July 2003 - June 2004 · 11 mos
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.