VL
VL
Vanessa Ly
14 Years of Experience
Newport Beach, CA
1 DisclosureBroker
Vanessa Ly is a registered investment advisor at Cetera Investment Advisers LLC, based in Newport Beach, CA, with 14 years of industry experience. Vanessa is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
4695 MacArthur Court, 10th Floor, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
April 2026Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
April 2026 - Present · 6 mos
Cetera Investment Advisers LLC
April 2026 - Present · 6 mos
Previous Registrations
Morgan Stanley
June 2023 - April 2026 · 2 yrs 10 mos
Morgan StanleyBroker
June 2023 - April 2026 · 2 yrs 10 mos
Fidelity Personal and Workplace Advisors
February 2023 - June 2023 · 4 mos
Fidelity Brokerage Services LLCBroker
February 2023 - June 2023 · 4 mos
Ameriprise Financial Services, LLC
July 2019 - January 2023 · 3 yrs 6 mos
Ameriprise Financial Services, LLCBroker
July 2019 - January 2023 · 3 yrs 6 mos
Oppenheimer & CO. INC.Broker
January 2017 - July 2019 · 2 yrs 6 mos
Oppenheimer & CO. INC.
January 2017 - July 2019 · 2 yrs 6 mos
American Portfolios Financial Services, INC.Broker
January 2015 - January 2017 · 2 yrs
Legacy Planning & Associates, INC.
January 2015 - February 2017 · 2 yrs 1 mo
Royal Advisors, LLC
September 2013 - January 2015 · 1 yr 4 mos
Royal Securities CompanyBroker
September 2013 - January 2015 · 1 yr 4 mos
Edward Jones
January 2012 - November 2012 · 10 mos
Edward JonesBroker
October 2011 - November 2012 · 1 yr 1 mo
Farmers Financial Solutions, LLCBroker
July 2003 - June 2004 · 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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