Matthew Unger is a registered investment advisor at Unger Financial, based in Raleigh, NC, with 22 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 70 clients with $16M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees are a maximum of 2.00%. In certain cases, clients may hold complex or alternative investments outside of our management, such as private funds or special purpose vehicles (SPVs), which we do not bill on directly and do not include in our regulatory assets under management (RAUM). However, we may charge a higher advisory fee on the assets we do manage (e.g., those custodied at Schwab) in recognition of the additional time, complexity, and expertise involved in providing holistic financial oversight and integrating such outside assets into a client’s overall financial picture.
Fee Estimator
Location
Raleigh, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is an independent insurance agent selling disability, life, and long-term care insurance since March 2021. This activity is not investment-related and takes about a quarter of Matthew's time.
Employment History
Current Registrations
Unger Financial
Previous Registrations
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.