Unger Financial offers investment advice tailored to clients’ needs and goals. This includes evaluating investment objectives, recommending asset allocation strategies, and providing written investment strategies. Unger Financial also provides financial planning consulting services, including risk assessment, investment planning, estate planning, and financial organization. Unger Financial provides these services through its Investment Advisory Representatives to accounts opened with Unger Financial.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees are a maximum of 2.00%. In certain cases, clients may hold complex or alternative investments outside of our management, such as private funds or special purpose vehicles (SPVs), which we do not bill on directly and do not include in our regulatory assets under management (RAUM). However, we may charge a higher advisory fee on the assets we do manage (e.g., those custodied at Schwab) in recognition of the additional time, complexity, and expertise involved in providing holistic financial oversight and integrating such outside assets into a client’s overall financial picture.