TrueAdvisor
TrueAdvisor
DH
CFP
DH
CFP

Douglas Hardy

Commonwealth Financial Network
23 Years of Experience
Brentwood, TN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Douglas Hardy is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Brentwood, TN, with 23 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5409 Maryland Way, Suite 110, Brentwood, TN, 37027

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Douglas sells fixed insurance through Brentwood Financial Partners at a branch location. This activity is investment-related.

Employment History
Current Registrations
Commonwealth Financial NetworkBroker
September 2011 - Present · 15 yrs 1 mo
Commonwealth Financial Network
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
December 2005 - September 2011 · 5 yrs 9 mos
UBS Financial Services INC.Broker
November 2005 - September 2011 · 5 yrs 10 mos
Edward JonesBroker
July 2003 - November 2005 · 2 yrs 4 mos
State Registrations17 states
ALAZCACOFLGAILKYLAMSNCOKSCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Brentwood, TN →All financial advisors in Tennessee →