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Conor Moore

22 Years of Experience
Tolland, CT
1 DisclosureBroker

Conor Moore is a registered investment advisor at Voya Financial Advisors, INC., based in Tolland, CT, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

Tolland, CT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2005
Employment History
Current Registrations
Voya Financial Advisors, INC.
October 2022 - Present · 3 yrs 11 mos
Voya Financial Advisors, INC.Broker
October 2022 - Present · 3 yrs 11 mos
Voya Financial Advisors, INC.
October 2022 - Present · 3 yrs 11 mos
Previous Registrations
Empower Advisory Group, LLC
November 2021 - October 2022 · 11 mos
Empower Financial Services, INC.Broker
November 2021 - October 2022 · 11 mos
Voya Financial Advisors, INC.
February 2016 - November 2021 · 5 yrs 9 mos
Voya Financial Advisors, INC.Broker
February 2016 - November 2021 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - January 2016 · 8 mos
AXA Advisors, LLCBroker
March 2014 - April 2015 · 1 yr 1 mo
Investors Capital CORP.Broker
December 2012 - March 2014 · 1 yr 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2007 - December 2012 · 5 yrs 6 mos
Ryan Beck & CO.Broker
May 2006 - June 2007 · 1 yr 1 mo
MML Investors Services, INC.Broker
July 2004 - September 2005 · 1 yr 2 mos
MML Distributors, LLCBroker
June 2003 - July 2004 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Conor Moore - Financial Advisor | TrueAdvisor