Stephen Vallender is a CFP-designated registered investment advisor, based in Prescott Valley, AZ, with 21 years of industry experience.
Location
8030 E. Spouse Dr, Ste A, Prescott Valley, AZ, 86314
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a part owner of National One Tax Advisors, providing tax preparation services. He is also a part owner of National One Insurance Advisors, a life insurance and annuity agency.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
Consolidated Portfolio Review CORP
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Financial West GroupBroker
Financial West Group
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
American Express Financial Advisors, INC.
State Registrations9 states
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