Timothy Tracy
Timothy Tracy is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Prescott Valley, AZ, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Prescott Valley, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is an insurance agent/representative since 1999, engaging in insurance activities outside of IFG. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Sentra Securities CORP
Sentra Securities CorporationBroker
Granite Investment Services, INC.Broker
Primevest Financial Services, INC.Broker
Afs Brokerage, INC.Broker
Charles Schwab & CO., INC.Broker
Cigna Securities, INC.Broker
Aragon Financial Services, INC.Broker
Painewebber IncorporatedBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Sme Capital Management CorporationBroker
Advantage Capital CorporationBroker
John Hancock Distributors, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.