SM
SM
Steven Mitchell is a registered investment advisor, based in Phoenix, AZ, with 13 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Phoenix, AZ
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Regulatory History (2)
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Customer Dispute
June 2026Pending
Customer Dispute
November 2018Denied
Other Business ActivitiesSells Insurance
Steven is a financial advisor/agent for Financial Wealth Solutions Inc. (marketing) and 1st Consumer Insurance Agency Inc. (insurance sales), dedicating a few hours per week and about 10-20% of his time respectively. He also works as a financial advisor for ELE Advisory Services, Inc., taking about half of his time.
Employment History
Current Registrations
Ele Wealth Solutions, INC.
February 2020 - Present · 6 yrs 8 mos
Ele Wealth Solutions, INC.Broker
February 2020 - Present · 6 yrs 8 mos
Ele Advisory Services, INC
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Ip Financial Advisory Services LLC
January 2020 - February 2020 · 1 mo
Innovation Partners LLC
May 2018 - February 2020 · 1 yr 9 mos
Innovation Partners LLCBroker
May 2018 - February 2020 · 1 yr 9 mos
Securities America Advisors, INC.
March 2017 - May 2018 · 1 yr 2 mos
Securities America, INC.Broker
March 2017 - May 2018 · 1 yr 2 mos
Waddell & Reed
July 2016 - March 2017 · 8 mos
Waddell & ReedBroker
July 2016 - March 2017 · 8 mos
Thrivent Investment Management INC.
March 2014 - July 2016 · 2 yrs 4 mos
Thrivent Investment Management INC.Broker
February 2014 - July 2016 · 2 yrs 5 mos
Bks Investment Services, INC.
February 2004 - September 2004 · 7 mos
State Registrations21 states
ALAZCACOCTFLIAILMAMDMNMONCNDOKSDTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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