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Daniel Zimmerman

LPL Financial LLC
23 Years of Experience
Moorestown, NJ
3 DisclosuresBroker
View SEC Summary
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Daniel Zimmerman is a registered investment advisor at LPL Financial LLC, based in Moorestown, NJ, with 23 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7 E Main St Ste 203, Moorestown, NJ, 08057

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
Customer Dispute
October 2013
Settled
Customer Dispute
July 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel operates Integrity Wealth Management, LLC as a DBA for his LPL business. He also provides tax preparation and accounting services, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
December 2008 - February 2018 · 9 yrs 2 mos
Invest Financial CorporationBroker
December 2008 - February 2018 · 9 yrs 2 mos
Investors Capital CORP.Broker
July 2004 - December 2008 · 4 yrs 5 mos
Pan-American Financial AdvisersBroker
June 2003 - July 2004 · 1 yr 1 mo
State Registrations6 states
DEFLNJPATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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