EO
EO
Edward Oxford is a registered investment advisor, based in Long Beach, CA, with 23 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Long Beach, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2009Denied
Other Business ActivitiesSells Insurance
Edward owns real estate, works as a financial advisor through Kestra Advisory Services, and runs Oxford Financial Advisors, which involves registered rep activities, consulting, insurance, and investment advisory services. He also dedicates a few hours per week to theological speaking and research.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Kestra Advisory Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
LPL Financial LLC
October 2010 - March 2017 · 6 yrs 5 mos
LPL Financial LLCBroker
October 2010 - March 2017 · 6 yrs 5 mos
Ameriprise Financial Services, INC.
July 2003 - October 2010 · 7 yrs 3 mos
Ameriprise Financial Services, INC.Broker
July 2003 - October 2010 · 7 yrs 3 mos
Ids Life Insurance CompanyBroker
July 2003 - July 2006 · 3 yrs
State Registrations10 states
AZCACOFLNMNVOHTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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