MS
MS
Michael Spaulding
22 Years of Experience
Huntsville, AL
1 DisclosureBroker
Michael Spaulding is a registered investment advisor at Morgan Stanley, based in Huntsville, AL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
305 Church Street, Huntsville, AL, 35801
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Regulatory History (1)
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Customer Dispute
June 2009Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2003 - April 2007 · 3 yrs 7 mos
Morgan Stanley Dw INC.Broker
August 2003 - April 2007 · 3 yrs 8 mos
State Registrations24 states
ALAZCACOCTFLGAIDILKSKYMAMEMIMNMSNCNVNYORSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.