TK
TK
Thomas Keene is a registered investment advisor at Morgan Stanley, based in Huntsville, AL, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
305 Church Street, Huntsville, AL, 35801
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Regulatory History (2)
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Customer Dispute
February 2002Settled
Customer Dispute
February 2000Pending
Employment History
Current Registrations
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
December 2008 - September 2021 · 12 yrs 9 mos
UBS Financial Services INC.
December 2008 - September 2021 · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2000 - December 2008 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - December 2008 · 8 yrs 11 mos
Regions Investment Company, INC.Broker
January 1998 - November 1999 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1990 - January 1998 · 7 yrs 11 mos
State Registrations36 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.