Joseph Faulk
Joseph Faulk is a registered investment advisor at Royal Fund Management, LLC, based in Lady Lake, FL, with 18 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Certain existing clients may be billed under a different fee schedule. An additional 0.25% is charged for the Dividend Enhancement Overlay Strategy. Accounts managed with option strategies have a different fee schedule: $100,000 - $250,000: 2.00%, $250,001 - $500,000: 1.75%, $500,001 and Above: 1.50%. Fees are negotiable.
Fee Estimator
Location
1515 Buenos Aires Blvd, Lady Lake, FL, 32159
Get directionsHistory
Regulatory History (1)
Regulatory
October 2010Other Business ActivitiesSells Insurance
Joseph is the President of First Cardinal Financial Services since 2008, offering insurance products including life insurance, annuities, Medicare, and health insurance, dedicating nearly full-time hours to this role. He is also a silent partner in We Roll LLC since 2012, a non-investment related business selling tobacco products, dedicating minimal time.
Employment History
Current Registrations
Royal Fund Management, LLC
Previous Registrations
Bright Owl Investment Advisors
Foresters Equity Services, INC.
Foresters Equity Services, INC.Broker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Aig Retirement Advisors, INC.
Aig Retirement Advisors, INC.Broker
Securities Management & Research, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.