Kevin James
Kevin James is a registered investment advisor at October Effect LTD., based in Virginia Beach, VA, with 19 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 361 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 0.70% |
| $25K - $100K | 0.70% |
| $100K - $500K | 0.70% |
| $500K - $800K | 0.70% |
| $800K - $1.0M | 0.70% |
| $1.0M - $1.5M | 0.70% |
| $1.5M - $2.1M | 0.70% |
| $2.1M+ | 0.50% |
Fees may be negotiable if the client is part of a group (four or more buying/investing units). In addition, October Effect Ltd. Offers the following portfolios to qualified investors: Portfolio Annual Fee Quarterly fee Performance fee Aggressive Derivative 0.70% 0.175% 20% when net return exceeds 30% Aggressive Income 0.50% 0.125% 5% when net return exceeds 12%
Fee Estimator
Location
One Columbus Center, Suite 651A, Virginia Beach, VA, 23462
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is an investment advisor representative for October Effect, LTD, dedicating about half of his time. He is also a registered representative with Gradient Securities and an insurance agent selling insurance products, spending about a quarter of his time on insurance sales.
Employment History
Current Registrations
October Effect LTD.
Gradient Securities, LLCBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Capital Brokerage CorporationBroker
Scott & Stringfellow, INC.
Scott & Stringfellow, INC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.