MP
MP

Michael Pfeuffer

23 Years of Experience
Pittsburgh, PA
1 DisclosureBrokerSells Insurance

Michael Pfeuffer is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Pittsburgh, PA, with 23 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 150 clients with $450M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
150 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$449.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Hazard & Siegel Advisory Services does not manage your investments directly through a standard in-house schedule. Instead, the firm helps connect you with third-party money managers who charge their own fees. Depending on the arrangement, you may pay fees based on a percentage of your portfolio, an hourly rate, or a flat fee. Some representatives may also receive commissions on certain products if handled through an affiliated broker, though commission-based products are generally not recommended for advisory clients.

Loading...

Location

875 Greentree Road, Building 7- Suite 679, Pittsburgh, PA, 15220

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2016
Other Business ActivitiesSells Insurance

Michael sells fixed insurance products as an independent contractor, dedicating a few hours per week during securities trading. He also works as a talent acquisition manager for Gold Standard Financial Group, spending about 10-20% of his time recruiting for medicare specialist positions.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
February 2020 - Present · 6 yrs 8 mos
Hazard & Siegel, INC.Broker
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
November 2016 - December 2019 · 3 yrs 1 mo
LPL Financial LLC
November 2016 - December 2019 · 3 yrs 1 mo
Msi Financial Services, INC.
March 2016 - November 2016 · 8 mos
Msi Financial Services, INC.Broker
July 2003 - November 2016 · 13 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
July 2003 - July 2007 · 4 yrs
State Registrations4 states
KSOHPAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors