Wesley Richardson
Wesley Richardson is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Charleston, WV, with 21 years of industry experience. Wesley is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
601 Tennessee Ave, Charleston, WV, 25302
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wesley may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also dedicates time to various non-profit and administrative roles, including treasurer for a church and board member for a local chapter of YPO, each taking minimal time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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