Marcos Figueroa
Marcos Figueroa is a registered investment advisor at Mfa Global Consulting Group LLC, based in Beverly Hills, CA, with 19 years of industry experience. Marcos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 58 clients with $500K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $750K | 0.75% |
| $750K - $5.0M | 0.50% |
| $5M+ | 0.40% |
Fees listed are for brokerage and retirement accounts. Fixed income portfolios are charged 0.50%. Paychex 401k Retirement Plan Services are charged 0.46%.
Fee Estimator
Location
9350 Wilshire Blvd, Suite 203, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2008Judgment / Lien
September 2008Other Business ActivitiesSells Insurance
Marcos is an insurance broker with Crump Insurance and sells life insurance policies. This activity takes about half of his time.
Employment History
Current Registrations
Mfa Global Consulting Group LLC
Previous Registrations
Mfa Global Consulting Group LLC
M&t Securities, INC.
Prudential Financial Planning Services
Wachovia Securities, LLC
Merrill Lynch Pierce Fenner & Smith INC.
Morgan Stanley
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.