Crystal Nguyen
Crystal Nguyen is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 21 years of industry experience. Crystal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
701 North Post Oak Rd, Suite 320, Houston, TX, 77024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Crystal is an insurance agent selling life, health, disability, and long-term care insurance since 2004, dedicating a few hours per week. She is also the Director of Operations for Totus Wealth Management, LLC, spending nearly full-time there, and is involved in several other ventures including retail sales, family LLC, estate administration, and PTA presidency.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
American General Distributors, INC.Broker
State Registrations6 states
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