David Rice
David Rice is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Pittsfield, MA, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
7 North Street, Suite 201, Pittsfield, MA, 01201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David owns multiple rental real estate properties and spends minimal time on each. He is also a board member for Child Care of the Berkshires, Inc., dedicating a few hours per week to this non-profit organization.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
UBS Financial Services INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations34 states
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