Nathaniel Whitaker is a registered investment advisor at Morgan Stanley, based in Columbus, OH, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
41 South High Street, Suite 2700, Columbus, OH, 43215
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2023 - Present · 3 yrs 2 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Principal Asset Management
February 2022 - March 2023 · 1 yr 1 mo
Principal Funds Distributor, INC.Broker
October 2021 - March 2023 · 1 yr 5 mos
Foreside Fund Services, LLCBroker
January 2020 - October 2021 · 1 yr 9 mos
Nationwide Investment Services CorporationBroker
August 2013 - January 2020 · 6 yrs 5 mos
Fidelity Investments Institutional Services Company, INC.Broker
May 2008 - August 2013 · 5 yrs 3 mos
Jpmorgan Asset Management
January 2006 - March 2008 · 2 yrs 2 mos
Jpmorgan Distribution Services, INC.Broker
November 2004 - March 2008 · 3 yrs 4 mos
Jpmorgan Asset Management
November 2004 - December 2005 · 1 yr 1 mo
UBS Financial Services INC.
September 2003 - November 2004 · 1 yr 2 mos
UBS Financial Services INC.Broker
September 2003 - November 2004 · 1 yr 2 mos
State Registrations46 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNHNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.