JW
JW
Jason Williams
19 Years of Experience
Indianapolis, IN
4 DisclosuresSells Insurance
Jason Williams is a registered investment advisor at Vista Wave Investments, LLC, based in Indianapolis, IN, with 19 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2M+ | 0.75% |
The firm may combine account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Indianapolis, IN
Get directionsHistory
Regulatory History (4)
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Financial
November 2020Final
Customer Dispute
September 2019Award / Judgment
Employment Separation After Allegations
February 2019Customer Dispute
December 2018Settled
Other Business ActivitiesSells Insurance
Jason sells life, health, and disability insurance.
Employment History
Current Registrations
Vista Wave Investments, LLC
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Cornerstone Wealth Partners
June 2021 - November 2021 · 5 mos
Cornerstone Wealth Partners
March 2019 - December 2020 · 1 yr 9 mos
Thurston Springer FinancialBroker
December 2014 - February 2019 · 4 yrs 2 mos
Thurston Springer Financial
December 2014 - February 2019 · 4 yrs 2 mos
Wells Fargo Advisors, LLCBroker
May 2010 - December 2014 · 4 yrs 7 mos
Wells Fargo Advisors, LLC
May 2010 - December 2014 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - February 2009 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - February 2009 · 8 mos
Hatteras CapitalBroker
September 2007 - November 2007 · 2 mos
Hatteras Investment Partners LLC
January 2007 - November 2007 · 10 mos
Rafferty Capital Markets, LLCBroker
July 2006 - October 2006 · 3 mos
John Hancock Advisers, LLC
March 2006 - May 2006 · 2 mos
John Hancock Funds, LLCBroker
March 2006 - May 2006 · 2 mos
UBS Financial Services INC.
October 2003 - December 2005 · 2 yrs 2 mos
UBS Financial Services INC.Broker
October 2003 - December 2005 · 2 yrs 2 mos
State Registrations1 state
IN
Advisor
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Exams
No exam information available for this advisor.