Joseph Gallagher
Joseph Gallagher is a registered investment advisor at Axient Investment Advisors LLC, based in Florence, AL, with 22 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Axient Investment Advisors charges a management fee that is negotiated between you and your investment advisor, with a maximum annual fee of 2% of your portfolio's value (1.5% for annuity allocations). This fee is charged quarterly or monthly in advance, based on your account's value. If you end the agreement early, you'll receive a prorated refund. Axient offers several investment management options:
- Advisor as Portfolio Manager (APM): Your advisor manages your portfolio, potentially using third-party models.
- Axient Model Portfolios: Your advisor uses Axient's own investment models.
- Axient Select Managers: Your advisor selects third-party money managers to manage your investments.
There is a $5 transaction fee per trade, though some mutual funds are exempt.
Location
151 N Poplar St, Florence, AL, 35630
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph co-owns multiple rental properties and is a member of SG and J Properties LLC, dedicating minimal time to these activities. He is also a member and financial advisor at Eagle Creek Wealth Management, LLC, taking nearly full-time hours, and the president of the Home Owners Association of Veteran Shores Subdivision, spending minimal time.
Employment History
Current Registrations
Axient Investment Advisors LLC
Stonex Securities INC.Broker
Previous Registrations
Stonex Advisors INC.
Sterne Agee Asset Management, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.