SH
ChFC
SH
ChFC

Sci Hsu

21 Years of Experience
Orlando, FL
BrokerSells Insurance

Sci Hsu is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Orlando, FL, with 21 years of industry experience. Sci operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1000 Legion Pl Ste 1400, Orlando, FL, 32801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sci may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. This activity is investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2011 - Present · 15 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
October 2004 - Present · 21 yrs 7 mos
State Registrations12 states
COCTFLGAINLAMINJNYOHTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.