Joshua Heims
Joshua Heims is a registered investment advisor at Cetera Investment Advisers LLC, based in Williamsville, NY, with 22 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5920 Main Street, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua is involved in several business activities, including running a girls softball league, managing a company for passing through income, and acting as an estate executor. He also works as an insurance agent with Avantax and uses Lincoln Sparrow Advisors as a DBA for financial services, including insurance, dedicating about half his time to this.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.Broker
United Planners' Financial Services of America a Limited PartnerBroker
Next Financial Group, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations11 states
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