Bradley Parks is a ChFC-designated registered investment advisor, based in Naperville, IL, with 23 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Naperville, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.
November 2020 - Present · 5 yrs 11 mos
Raymond James Financial Services Advisors, INC
November 2020 - Present · 5 yrs 11 mos
Raymond James Financial Services, INC.Broker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
April 2009 - November 2020 · 11 yrs 7 mos
UBS Financial Services INC.Broker
April 2009 - November 2020 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2003 - April 2009 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2003 - April 2009 · 5 yrs 8 mos
State Registrations11 states
CAFLILMIMNNENYPATNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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