William Poland
William Poland is a CFP-designated registered investment advisor at Carolina Financial Advisors, INC., based in Greensboro, NC, with 23 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 2 more. Their firm serves 474 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees are negotiable for accounts over $10,000,000. Stated ranges indicate maximums up to 2.5% depending on the tier.
Fee Estimator
Location
100 East Lake Dr., Suite 100, Greensboro, NC, 27403
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2017Other Business ActivitiesSells Insurance
William owns a property and casualty agency in Greensboro, dedicating a few hours per week to it. He is also the President/Owner of Kingdom Vision Financial, Inc. dba Dries Poland Insurance, an insurance agency, spending about 10-20% of his time on insurance sales and supervision.
Employment History
Current Registrations
Carolina Financial Advisors, INC.
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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