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Rodolfo Zamora

LPL Financial LLC
23 Years of Experience
Metaire, LA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Rodolfo Zamora is a registered investment advisor at LPL Financial LLC, based in Metaire, LA, with 23 years of industry experience. Rodolfo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6620 Riverside Dr, Suite 102, Metaire, LA, 70003

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2010
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Rodolfo is an insurance agent selling life, long-term care, disability, and fixed annuities since 2009, dedicating about 10-20% of his time. He also operates as Red Zone Financial Advisor, a DBA for his LPL business, and owns Ben Zamora LLC for tax/investment purposes, dedicating full-time hours to these activities.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial CorporationBroker
May 2016 - February 2018 · 1 yr 9 mos
Invest Financial Corporation
May 2016 - February 2018 · 1 yr 9 mos
Transamerica Financial Advisors, INC.
August 2006 - May 2016 · 9 yrs 9 mos
Transamerica Financial Advisors, INCBroker
July 2004 - May 2016 · 11 yrs 10 mos
MML Investors Services, INC.Broker
August 2003 - August 2004 · 1 yr
State Registrations9 states
ALAZFLLAMSNVTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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