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Daniel Bruza

LPL Financial LLC
45 Years of Experience
Metaire, LA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Daniel Bruza is a registered investment advisor at LPL Financial LLC, based in Metaire, LA, with 45 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6620 Riverside Dr, Suite 102, Metaire, LA, 70003

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History

Regulatory History (1)
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Criminal
August 1976
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is a representative/agent for Livingston Financial Group, Inc. selling non-variable insurance, dedicating nearly full-time hours to this activity. He also operates Bruza Wealth Management as a DBA for his LPL business and is involved with Life Brokerage Financial Group.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
February 2009 - February 2018 · 9 yrs
Invest Financial CorporationBroker
February 2009 - February 2018 · 9 yrs
Intersecurities, INC.
August 2006 - March 2009 · 2 yrs 7 mos
Intersecurities, INC.Broker
April 1991 - March 2009 · 17 yrs 11 mos
Pw Securities, INC.Broker
March 1981 - April 1991 · 10 yrs 1 mo
State Registrations14 states
ALCAFLGAKSLAMDMOMSOKPATXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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