James Claypool is a PFS-designated registered investment advisor at Coldstream Wealth Management, based in Seattle, WA, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 4,386 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable and range up to 1.00% based on asset size and portfolio complexity. Minimum management fee is $10,000 for private wealth management and $150,000 for family office management.
Fee Estimator
Location
1200 Westlake Ave. N, Suite 902, Seattle, WA, 98109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a Senior Manager/Member at a CPA firm, HSA LLC dba Coldstream Tax and Consulting and HBCG PLLC dba Harrison Berkman Claypool & Guard, since 2001. This is a full-time role and the entities are not investment-related.
Employment History
Current Registrations
Coldstream Wealth Management
Previous Registrations
Hbc Financial Services, PLLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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