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Nathaniel Schlotthauer

22 Years of Experience
Slinger, WI
BrokerSells Insurance

Nathaniel Schlotthauer is a registered investment advisor at Cetera Investment Advisers LLC, based in Slinger, WI, with 22 years of industry experience. Nathaniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

439 E Washington St, Slinger, WI, 53086

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Nathaniel is an independent insurance agent selling fixed insurance products, dedicating full-time hours to this activity. He also works full-time as a financial advisor at Forte Bank and Forte Financial Advisors, and is involved in several non-profit and community organizations.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
August 2012 - June 2021 · 8 yrs 10 mos
Voya Financial Advisors, INC.Broker
August 2012 - June 2021 · 8 yrs 10 mos
Financial Network Investment CorporationBroker
August 2005 - August 2012 · 7 yrs
Financial Network Investment Corporation
August 2005 - August 2012 · 7 yrs
AXA Advisors, LLC
October 2003 - June 2005 · 1 yr 8 mos
AXA Advisors, LLCBroker
September 2003 - June 2005 · 1 yr 9 mos
State Registrations10 states
AZCOFLILMIMNNCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.